U.S. Broker Dealer Regulatory Reporting Controller II -
Preparation of Daily and monthly 15c3-1 Capital computation.
Responsible for the maintenance of 15c3-1 procedures, control documentation, and spreadsheet compliance.
Responsible for responding to queries from Business Partners related to the daily 15c3-1 capital computation.
Assistance with providing support to FINRA, SEC, Internal, and public auditors
Working with GFCI (Offshore) team for tasks related to 15c3-1 capital
Bachelor's degree (or higher) (finance or accounting strongly preferred)
Minimum of four years of professional experience in accounting/finance
Previous experience in a regulatory reporting role and SEC Broker-Dealer rules 15c3-13
Ability to work on multiple, complex tasks simultaneously and against aggressive deadlines
Strong problem solving skills and analytical abilities
Strong communication and presentation skills
Ability to work well both independently and as part of a team
Strong attention to details
Advanced experience/skills with Excel and complex spreadsheets
Previous experience in the financial services industry
CPA or equivalent a plus
Series 27 or Ops 99 license a plus
1st shift (United States of America)
Hours Per Week:
Internal Number: 21070713
About Bank of America
Bank of America is one of the world’s leading financial institutions, serving individual consumers, small and middle-market businesses, and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services. The company offers industry-leading support to approximately 3 million small business households through a suite of innovative, easy-to-use online products and services. Bank of America is a global leader in wealth management, corporate and investment banking and trading across a broad range of asset classes, serving corporations, governments, institutions and individuals around the world.